A ROC represents the most rigorous level of assessment under the PCI DSS framework. Unlike self-guided checklists, a ROC requires a specialized third-party review to verify that every technical and operational control is functioning effectively.
A ROC provides the highest level of assurance, satisfying the due diligence requirements of the world’s most demanding financial institutions.
We ensure your ROC is aligned with the latest PCI DSS v4.0 standards, focusing on stringent security controls and continuous security monitoring.
For large-scale service providers, a verified ROC is often a prerequisite for entering into global processing agreements and enterprise-level partnerships.
Producing a ROC is a massive undertaking that can often overlap with your SOC 2® or ISO 27001 reporting cycles. Our methodology is built to alleviate this burden.
We identify the technical evidence required for your ROC that also satisfies your other compliance mandates—such as policies, log management, vulnerability scanning, and incident response. By verifying these controls once, we apply the results across all your professional reports. This “Test Once, Report Many“ approach reduces the “Review Fatigue” on your engineering teams and ensures your compliance efforts are streamlined and efficient.
Our methodology for producing a ROC is thorough, objective, and designed to provide a clear narrative of your security maturity.
Our specialists conduct testing of your technical controls. This includes verifying network configurations, reviewing encryption implementation, and inspecting access control systems to ensure only authorized personnel can interact with sensitive data.
We go beyond the digital layer to review your physical security and operational processes. We observe data handling workflows and interview key personnel to ensure that security policies are integrated into the daily culture of your organization.
If a control is found to be non-compliant, we don't just mark a failure. You will have the opportunity to implement the necessary technical fixes to meet the standard before the final report is issued.
The final ROC is a detailed professional report that documents the testing performed and the results obtained for every PCI DSS requirement. This document serves as your definitive proof of compliance for the reporting period.
We don’t just assess, we partner with you to build a resilient, efficient, and compliant payment security program. Demonstrate your PCI DSS compliance with an assessment from a trusted partner.
You work directly with the partners and specialists performing your reviews, ensuring your unique architecture and business workflows are accurately understood.
We deliver professional, high-quality reports that stand up to the scrutiny of global CISOs and institutional underwriters.
Partner with a single firm throughout your entire compliance lifecycle. Our findings are objective and have no conflicts of interest.
Our U.S. based team of assessment professionals are never outsourced.
200+ years of collective experience translates to the most efficient path to certification, saving you time and money.
We offer flexible integration with leading GRC tools, so you don't have to duplicate evidence.
Typically, Level 1 merchants (those processing over 6 million transactions annually) and service providers that can impact the security of a large volume of transactions are required to have a ROC performed by a specialized third party.
While a Self-Assessment Questionnaire (SAQ) is a self-guided review, a ROC is an independent, third-party verification. A ROC involves actual testing of controls by a specialist, whereas an SAQ is an attestation made by the organization itself.
The duration depends on the complexity of your CDE and the maturity of your controls. Generally, a ROC engagement spans several months, including the planning, testing, remediation, and reporting phases.
Yes. Many insurance underwriters view a completed ROC as a high-quality indicator of a “low-risk” profile. Providing your ROC can help verify your security claims and potentially lead to more favorable policy terms.
…Both operations and assessment teams executed the engagement flawlessly, on-time and on-budget. The Auditwerx team provided us with the necessary guidance, tools and knowledge...We would highly recommend Auditwerx services to organizations of all sizes and requirement complexities.
...Their team has brought a level of knowledge and professionalism that has been unmatched. Our company is required to undergo a number of assessments annually with various firms and Auditwerx has truly been a pleasure to work with...
...The assessment itself was thorough, but non-disruptive. The team was highly professional and very knowledgeable. We recommend Auditwerx...without reservation.
Do you have questions about the newest version of the PCI DSS? Our free download outlines the basic information you need to know.
When you’re ready to start your PCI compliance journey, our experienced team will be here to walk you through the entire process, from assessment readiness to your final report.
Don’t settle for “good enough” when it comes to payment security. Connect with our specialists today to begin your Report on Compliance (ROC) and demonstrate your commitment to institutional-grade resilience.
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