Navigating financial regulations requires a multi-framework strategy. We provide integrated services that validate your platform’s security, privacy, and operational resilience.
For FinTech companies that perform services impacting their clients' financial reporting, a SOC 1® report is essential. This engagement provides the independent verification of your internal controls over financial reporting (ICFR). We review the technical accuracy of your transaction processing, funding workflows, and reconciliation engines, ensuring your platform provides the "Proof of Integrity" that your bank partners and institutional investors require.
While SOC 1® focuses on the ledger, SOC 2® focuses on the infrastructure. This is the industry standard for proving your platform's data security, availability, and confidentiality. We perform a rigorous technical review of your safeguards, such as encryption, identity management, and incident response, to verify that your clients' sensitive financial data is protected against evolving digital threats.
As payment technologies evolve, so do the requirements for protecting cardholder data. We provide the technical reviews and readiness assessments needed to meet the latest PCI DSS mandates, from secure code development to automated vulnerability scanning.
Financial services teams are often overwhelmed by “Review Fatigue”—the constant cycle of overlapping requests from multiple bank partners. Our methodology solves this by identifying the technical commonalities across multiple reporting frameworks.
We verify your technical controls, such as identity management, transaction encryption, and immutable logging, one time. We then apply that evidence across all your reporting needs. This “Test Once, Report Many” approach accelerates your onboarding with new partners and reduces the impact on your engineering and legal teams.
…Both operations and assessment teams executed the engagement flawlessly, on-time and on-budget. The Auditwerx team provided us with the necessary guidance, tools and knowledge...We would highly recommend Auditwerx services to organizations of all sizes and requirement complexities.
...Their team has brought a level of knowledge and professionalism that has been unmatched. Our company is required to undergo a number of assessments annually with various firms and Auditwerx has truly been a pleasure to work with...
...The assessment itself was thorough, but non-disruptive. The team was highly professional and very knowledgeable. We recommend Auditwerx...without reservation.
Regulators are placing more responsibility on banks to supervise their FinTech partners. By providing a professional, third-party SOC 2® assessment you give your partner bank the objective evidence they need to satisfy their examiners, making you a “lower-risk” and more attractive partner.
If your service impacts your customer’s financial reporting (like payroll or loan servicing platforms), you likely need a SOC 1®. If you are primarily focused on the security and privacy of their data, SOC 2® is the standard. We can perform a combined review to satisfy both requirements efficiently.
The transition to PCI DSS 4.0.1 represents a shift toward continuous security rather than “point-in-time” checks. It introduces more rigorous requirements for Multi-Factor Authentication (MFA), secure code development, and automated monitoring of payment pages. We provide the technical reviews and readiness assessments needed to ensure your environment meets these prescriptive mandates before your formal reporting deadline.
Yes. There is significant technical overlap in areas like identity management, encryption protocols, and physical security. Through our “Test Once, Report Many” methodology, we identify these shared controls so that a single technical review provides the evidence needed for both your SOC 2® report and your PCI DSS compliance package.
Institutional investors and venture capital firms often require a SOC 1® Type 2 report during their due diligence. It proves that your internal controls over financial reporting (ICFR) are functioning effectively over time, providing them with the confidence that your transaction data and financial reporting are accurate and defensible.
Choosing Auditwerx for your compliance report gives you a distinct advantage. Secure the necessary assurance to retain and attract clients relying on your financial controls.
We understand modern financial stacks, from API-driven open banking to blockchain-based settlement layers and real-time payment rails.
You work directly with the specialists performing your review, ensuring your unique business model and risk profile are fully understood.
Benefit from a specialized team backed by the strength of a Top 25 firm.
We deliver the professional, independent reports that stand up to the scrutiny of OCC, FDIC, and Federal Reserve examiners during partner bank reviews.
Don’t let regulatory hurdles or security questionnaires slow your growth. Connect with our specialists today to build a roadmap for your organization’s resilience and market eligibility.
Assurance is not a product. It’s a practice. In a market full of automation and overnight experts, the distinction has never mattered more. Anyone can check a box. Not everyone can tell you what it means. When it has to be right- choose Auditwerx
Tell us a little about what you need, and our team will schedule a no-pressure conversation. No obligations, just answers you need.
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